Opportunity Information: Apply for PAR 18 268
This NIH funding opportunity (PAR-18-268) supports a cooperative agreement project designed to close a common problem in mental health treatment development: promising findings in animal or other preclinical work often fail to translate cleanly to humans. The program focuses on neurophysiological measures (for example, brain or nervous system signals that can be quantified in a consistent way) and aims to turn the most informative of these measures into practical "assays" that can be used during treatment development. In plain terms, the initiative is trying to identify and refine measurable neurophysiological readouts that can help researchers evaluate whether a potential drug or device therapy is engaging the intended biological target and producing the expected functional effect, in ways that are meaningfully comparable across species and relevant to mental disorders.
A central feature of the FOA is its emphasis on work conducted in both healthy humans and at least one other species that fits into the therapeutic development pipeline. Applicants are expected to optimize and evaluate measures of neurophysiological processes that are disrupted within a specific mental disorder or shared across multiple disorders. The program supports early, proof-of-concept research to determine whether a given measure has the properties needed for eventual use as a preclinical assay, such as sensitivity to manipulation, reliability, and potential relevance to treatment mechanisms. The goal is not only to identify measures that align between preclinical models and humans, but also to clearly document where they do not align, so the field has solid evidence for when animal-to-human extrapolation is risky or unsupported.
The practical outcome NIH is aiming for is a more efficient, less guesswork-driven treatment development pathway for mental disorders. By systematically comparing how specific neurophysiological measures behave in animals and humans, awardees will help define which readouts can serve as coherent bridges between preclinical screening and clinical evaluation. When measures show strong cross-species coherence, they can potentially be used to improve target validation, screen candidates more effectively, and make earlier go/no-go decisions. When measures diverge across species, the data still have high value because they establish clear limits on interpretation and reduce the temptation to overstate translational significance. Over time, this is intended to speed the arrival of more effective therapies by improving the quality of evidence used to advance (or stop) candidate drugs and devices.
Mechanistically, the opportunity uses a UG3/UH3 phased cooperative agreement structure and is labeled "Clinical Trial Optional." That structure typically indicates an initial, milestone-driven planning and feasibility phase (UG3) followed by an expanded implementation phase (UH3) if predefined goals are met, with substantial involvement from NIH program staff consistent with a cooperative agreement. The "clinical trial optional" label means applicants may propose studies that meet the NIH definition of a clinical trial, but they are not required to do so; projects can be either clinical-trial or non-clinical-trial depending on the approach and aims.
Eligibility is broad and includes many types of institutions and organizations. Eligible applicants span state, county, and local governments; special district governments; independent school districts; public and private institutions of higher education; federally recognized tribal governments and other tribal organizations; public housing authorities/Indian housing authorities; nonprofits with or without 501(c)(3) status (other than institutions of higher education); for-profit organizations other than small businesses; and small businesses. The FOA also explicitly calls out additional eligible groups such as Alaska Native and Native Hawaiian Serving Institutions, AANAPISI institutions, Hispanic-serving institutions, Historically Black Colleges and Universities, Tribally Controlled Colleges and Universities, faith-based or community-based organizations, eligible federal agencies, regional organizations, non-U.S. (foreign) entities, and U.S. territories or possessions.
Administratively, the opportunity is listed as a discretionary funding program under the NIH, within the health funding activity category, with CFDA number 93.242, and uses the cooperative agreement funding instrument. The source data provided show an original closing date of 2018-10-24 and a creation date of 2017-11-21, indicating this particular posting is from a prior cycle; anyone considering applying would need to check whether the FOA has been reissued, updated, or replaced by a newer announcement.Apply for PAR 18 268
- The National Institutes of Health in the health sector is offering a public funding opportunity titled "Novel Assays to Address Translational Gaps in Treatment Development (UG3/UH3 Clinical Trial Optional)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.242.
- This funding opportunity was created on 2017-11-21.
- Applicants must submit their applications by 2018-10-24. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
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Frequently Asked Questions (FAQs) - NIH PAR-18-268 (UG3/UH3 Cooperative Agreement)
What is the main purpose of this NIH funding opportunity (PAR-18-268)?
This funding opportunity supports research meant to address a common bottleneck in mental health treatment development: results that look promising in animals or other preclinical work often do not translate reliably to humans. The program focuses on neurophysiological measures and aims to refine the most informative measures into practical assays that can be used during treatment development.
What problem is the program trying to solve in mental health treatment development?
The program targets the gap between preclinical findings (such as animal studies) and human outcomes. Specifically, it is designed to improve the ability to evaluate whether a candidate drug or device is engaging the intended biological target and producing the expected functional effect in ways that are meaningfully comparable across species and relevant to mental disorders.
What types of measurements are emphasized in this initiative?
The FOA emphasizes neurophysiological measures, described as brain or nervous system signals that can be quantified in a consistent way. The intent is to identify and refine measurable neurophysiological readouts that can become practical assays for treatment development.
What does the FOA mean by turning neurophysiological measures into "assays"?
In this context, an assay is a practical, usable readout that can help treatment developers evaluate whether a candidate intervention is affecting the intended biological target and producing the expected functional effect. The FOA is aiming for measures that can be used in development workflows, rather than measures that only work in a narrow experimental context.
Does the research need to involve both humans and animals (or other species)?
Yes. A central feature of the FOA is that work is conducted in both healthy humans and at least one other species that fits into the therapeutic development pipeline. The goal is to assess how well specific neurophysiological measures align across species.
Are studies limited to a single mental disorder, or can they address multiple disorders?
The FOA supports optimizing and evaluating measures of neurophysiological processes that are disrupted within a specific mental disorder or shared across multiple disorders.
What stage of research is this program supporting?
This program supports early, proof-of-concept research. The aim is to determine whether a given neurophysiological measure has the properties needed for eventual use as a preclinical assay.
What properties should a neurophysiological measure demonstrate under this program?
Based on the description provided, measures are expected to show properties such as sensitivity to manipulation, reliability, and potential relevance to treatment mechanisms, consistent with eventual use as a preclinical assay.
Is the goal only to find measures that match between animals and humans?
No. The FOA explicitly values both outcomes: (1) identifying measures that align between preclinical models and humans, and (2) clearly documenting where measures do not align. Demonstrating divergence can still be highly valuable because it sets limits on interpretation and reduces unsupported translational claims.
Why is documenting cross-species mismatch considered useful?
When a neurophysiological measure diverges across species, the data still provide strong evidence about where animal-to-human extrapolation is risky or unsupported. This helps the field avoid overinterpreting preclinical results and improves decision-making during treatment development.
How is NIH expecting this program to improve treatment development?
The intended practical outcome is a more efficient and less guesswork-driven development pathway for mental disorders. By systematically comparing how specific neurophysiological measures behave in animals and humans, awardees can help define which readouts serve as coherent bridges between preclinical screening and clinical evaluation.
How can strong cross-species coherence help developers of drugs or devices?
When measures show strong coherence across species, they may be used to improve target validation, screen candidate interventions more effectively, and make earlier go/no-go decisions during drug or device development.
What funding mechanism does this opportunity use?
The opportunity uses a UG3/UH3 phased cooperative agreement structure. This generally involves an initial milestone-driven planning and feasibility phase (UG3) followed by an expanded implementation phase (UH3) if predefined goals are met.
What does it mean that this is a cooperative agreement?
A cooperative agreement indicates substantial involvement from NIH program staff, consistent with the cooperative agreement model described in the opportunity summary. This typically means NIH staff are more actively involved compared to a standard grant, within the boundaries of the cooperative agreement structure.
What does "Clinical Trial Optional" mean for this FOA?
"Clinical Trial Optional" means applicants may propose studies that meet the NIH definition of a clinical trial, but proposing a clinical trial is not required. Projects can be clinical-trial or non-clinical-trial depending on the approach and aims.
Who is eligible to apply for PAR-18-268?
Eligibility is broad and includes many institution and organization types. Eligible applicants include state, county, and local governments; special district governments; independent school districts; public and private institutions of higher education; federally recognized tribal governments and other tribal organizations; public housing authorities/Indian housing authorities; nonprofits with or without 501(c)(3) status (other than institutions of higher education); for-profit organizations other than small businesses; and small businesses.
Are minority-serving institutions and community-based organizations included in eligibility?
Yes. The FOA explicitly calls out additional eligible groups such as Alaska Native and Native Hawaiian Serving Institutions, AANAPISI institutions, Hispanic-serving institutions, Historically Black Colleges and Universities, Tribally Controlled Colleges and Universities, and faith-based or community-based organizations.
Can federal agencies apply?
Yes. The FOA explicitly includes eligible federal agencies among the listed eligible applicants.
Are non-U.S. (foreign) entities eligible to apply?
Yes. The FOA explicitly lists non-U.S. (foreign) entities as eligible applicants.
Are U.S. territories or possessions eligible to apply?
Yes. The FOA explicitly mentions U.S. territories or possessions among the additional eligible groups.
Which agency and program category does this opportunity fall under?
The opportunity is listed as a discretionary funding program under the NIH, within the health funding activity category.
What is the CFDA number associated with this opportunity?
The CFDA number provided for this opportunity is 93.242.
What is the listed closing date for this posting, and what does it imply?
The source data show an original closing date of 2018-10-24, with a creation date of 2017-11-21. This implies the posting is from a prior cycle, and applicants would need to check whether the FOA has been reissued, updated, or replaced by a newer announcement before planning an application.
What is the practical long-term impact NIH is aiming for?
Over time, NIH is aiming to speed the arrival of more effective therapies for mental disorders by improving the quality of evidence used to advance candidate drugs and devices (or to stop them earlier when evidence does not support translation).
Does the FOA prioritize showing success, or is it also valuable to show limitations?
It values both. The FOA highlights that showing where measures do not align across species is important, because it provides clear evidence about limitations and reduces the temptation to overstate translational significance.
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| T1 Translational Research on Aging: Small Business Innovation Awards (R43/R44 Clinical Trial Optional) Apply for PAR 18 183 Funding Number: PAR 18 183 Agency: National Institutes of Health Category: Health Funding Amount: Case Dependent |
| Development of Socially-Assistive Robots (SARs) to Engage Persons with Alzheimer's Disease (AD) and AD-Related Dementias (ADRD), and their Caregivers (R41/R42 Clinical Trial Optional) Apply for PAR 18 185 Funding Number: PAR 18 185 Agency: National Institutes of Health Category: Health Funding Amount: Case Dependent |
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| Strengthening the HIV Pre-Exposure Prophylaxis (PrEP) Care Continuum through Behavioral, Social, and Implementation Science (R21 Clinical Trial Optional) Apply for PA 18 271 Funding Number: PA 18 271 Agency: National Institutes of Health Category: Health Funding Amount: $200,000 |
| Targeted basic behavioral and social science and intervention development for HIV prevention and care (R21 Clinical Trial Optional) Apply for PA 18 272 Funding Number: PA 18 272 Agency: National Institutes of Health Category: Health Funding Amount: $200,000 |
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| Collaboratory on Research Definitions for Cognitive Reserve and Resilience to Alzheimer's Disease (R24 - Clinical Trial Not Allowed) Apply for RFA AG 18 024 Funding Number: RFA AG 18 024 Agency: National Institutes of Health Category: Health Funding Amount: $500,000 |
| Formative and Pilot Intervention Research for Prevention and Treatment of HIV/AIDS (R34 Clinical Trial Optional) Apply for PA 18 276 Funding Number: PA 18 276 Agency: National Institutes of Health Category: Health Funding Amount: $225,000 |
| Strengthening the HIV Pre-Exposure Prophylaxis (PrEP) Care Continuum through Behavioral, Social, and Implementation Science (R01 Clinical Trial Optional) Apply for PA 18 281 Funding Number: PA 18 281 Agency: National Institutes of Health Category: Health Funding Amount: Case Dependent |
| Limited Competition: Centers of Biomedical Research Excellence (COBRE) Phase III - Transitional Centers (P30 Clinical Trial Optional) Apply for PAR 18 263 Funding Number: PAR 18 263 Agency: National Institutes of Health Category: Health Funding Amount: $750,000 |
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